0000910680-12-000014.txt : 20120209 0000910680-12-000014.hdr.sgml : 20120209 20120209122657 ACCESSION NUMBER: 0000910680-12-000014 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDFEDER MELVIN CENTRAL INDEX KEY: 0001193683 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O SWANK INC STREET 2: 656 JOSEPH WARNER BOULEVARD CITY: TAUNTON STATE: MA ZIP: 02780 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Swank, Inc. CENTRAL INDEX KEY: 0000095779 STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100] IRS NUMBER: 041886990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-12612 FILM NUMBER: 12585542 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE, 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 508-212-2600 MAIL ADDRESS: STREET 1: 656 JOSEPH WARNER BOULEVARD CITY: TAUNTON STATE: MA ZIP: 02780 FORMER COMPANY: FORMER CONFORMED NAME: SWANK, INC. DATE OF NAME CHANGE: 20040618 FORMER COMPANY: FORMER CONFORMED NAME: SWANK INC DATE OF NAME CHANGE: 19920703 SC 13G 1 sc13g-12312010.htm SCHEDULE 13G sc13g-12312010.htm


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No.  )*
 
  
SWANK, INC.
(Name of Issuer)
  
 
Common Stock, $.10 par value per share
(Title of Class of Securities)
  
 
210-86971610
(CUSIP Number)
  
 
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
 
 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o Rule 13d-1(b)
 
o Rule 13d-1(c)
 
x Rule 13d-1(d)
 

 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 

Page 1 of 5 Pages
 
 
 
 
 
 
 
CUSIP No. 210-86971610
13G
Page 2 of 5 Pages


 
1.    Names of Reporting Persons
       Melvin Goldfeder
 
2.    Check the Appropriate Box if a Member of a Group
       (See Instructions)
 
 (a) o
 (b) o
 
3.          SEC Use Only
 
4.          Citizenship or Place of Organization
       United States
 
Number of
Shares Beneficially Owned by
Each
Reporting
Person With
 
5.    Sole Voting Power
                   298,222
 
6.    Shared Voting Power
                     0
 
7.    Sole Dispositive Power
      298,222
 
8.    Shared Dispositive Power
              0
 
9.         Aggregate Amount Beneficially Owned by Each Reporting Person
298,222
 
10.       Check if the Aggregate Amount in Row (9) Excludes Certain Shares □
            (See Instructions)
 
11.       Percent of Class Represented by Amount in Row (9)
5.3%
 
12.       Type of Reporting Person (See Instructions)
IN
 



 
 
 
 
 
CUSIP No. 210-86971610
13G
Page 3 of 5 Pages



Item 1.
(a)
Name of Issuer:
     
   
Swank, Inc.
 
     
 
(b)
Address of Issuer's Principal Executive Offices:
     
    90 Park Avenue, New York, NY 10016 
 
     
Item 2.
(a)
Name of Person Filing:
     
    Melvin Goldfeder 
 
     
 
(a)
Address of Principal Business Office or, if none, Residence:
     
    90 Park Avenue, New York, New York 10016 
 
     
 
(b)
Citizenship:
     
    United States 
 
     
 
(c)
Title of Class of Securities:
     
    Common Stock, $.10 par value per share 
 
     
 
(d)
CUSIP Number:
     
    210-86971610 
 
     
Item 3.
Statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
     
 
(a)
 o
Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o);
       
 
(b)
 o
Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c);
       
 
(c)
 o
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
       
 
(d)
 o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
     
 
(e)
 o
An investment adviser in accordance with § 240.13d-1(b)(ii)(E);
       
 
(f)
 o
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
       
 
(g)
 o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);


 
 
 
 
 
CUSIP No. 210-86971610
13G
Page 4 of 5 Pages



 
(h)
 o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
 
(i)
 o
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
 
(j)
 o
Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
       
Item 4.
Ownership.
 
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1:
     
 
(a)
Amount beneficially owned:  298,222(1)
     
 
(b)
Percent of class:  5.3%
     
 
(c)
Number of shares as to which the person has:
     
   
(i)
Sole power to vote or to direct the vote:  298,222(1)
       
   
(ii)
Shared power to vote or to direct the vote:  0
       
   
(iii)
Sole power to dispose or to direct the disposition of:  298,222(1)
       
   
(iv)
Shared power to dispose or to direct the disposition of:  0
       
_____________________________
(1)  Includes a total of 37,748 shares of common stock held in Mr. Goldfeder’s accounts under The New Swank, Inc. Retirement Plan, and 50,000 shares issuable pursuant to stock options which are presently exercisable or may become exercisable within 60 days of December 31, 2011.
 
Item 5.
Ownership of Five Percent or Less of a Class.
   
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   [   ]
   
 
Item 6.
Ownership of More Than Five Percent on Behalf of Another Person.
   
 
Not Applicable

 
 
 
 
 
CUSIP No. 210-86971610
13G
Page 5 of 5 Pages



Item 7.
Identification and Classification of the Subsidiary Which Acquired The Security Being Reported on by the Parent Holding Company or Control Person.
   
 
Not Applicable
   
Item 8.
Identification And Classification of Members of The Group.
   
 
Not Applicable
   
Item 9.
Notice of Dissolution of Group.
   
 
Not Applicable
   
Item 10.
Certification.
   
 
Not Applicable
 
 
 
Signature
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
Date:   February 9, 2012
  
 
/s/ Melvin Goldfeder
 
    Melvin Goldfeder